UN Sanctions List: AML Screening Guide
In brief: The UN sanctions list contains Security Council sanctions designations that are implemented through national or regional regimes and may appear in screening data.
Key points
- UN sanctions are important, but UK firms should still check UK implementation and official UK sources.
- UN list hits should be reviewed carefully before a decision is made.
- Keep the source, match details, and escalation record.
What is the UN sanctions list?
The United Nations Security Council can impose sanctions that member states implement through domestic or regional rules. Screening tools may include UN list data, and possible matches should be reviewed as part of the firm's sanctions process.
How UK firms should use it
For UK legal decisions, check UK implementation and official UK sources. UN data is useful context, especially where a tool flags a designation, alias, or international link.
Match review checklist
- Name and aliases.
- Date of birth or incorporation.
- Nationality or registration country.
- Addresses and identifiers.
- Ownership or control links.
- Source list and date.
Evidence
Keep the screening result, review notes, escalation decision, and any specialist advice.
This guide is general information for UK regulated firms. Sanctions change quickly, so always check the relevant official list or get specialist advice before making a client decision.