AML Policy Template for UK Accountancy Practices
For: UK accountancy practices of all sizes supervised by HMRC, ICAEW, ACCA, or CIMA for AML compliance.
A complete AML policy template for UK accountancy practices — covering firm-wide risk assessment, CDD procedures, PEP and sanctions screening, record keeping, MLRO appointment, staff training, and suspicious activity reporting. Free to download and adapt.
How to use this template
Download the template
Download the Word or PDF version of the template.
Read the guidance
Read the AML policy template guide to understand what each section requires.
Adapt to your practice
Replace all [bracketed placeholders] with your specific practice details, client base, and procedures. A generic policy is a common HMRC finding.
Review with your MLRO
Have your MLRO review the completed policy before signing. Confirm procedures match actual practice.
Sign and date
The MLRO must sign and date the policy. Set a review date for 12 months.
Keep it current
Review and update the policy at least annually, or whenever your practice or client base changes significantly.